The Crisis of Legitimation in Higher Education

You can tell that University administration has become dysfunctional when it becomes normal for everyone to refer to senior managers from the VC downwards by their first names. After all, properly functional, responsible bureaucracies are supposed to be anonymous and depersonalised – yet Universities in the UK increasingly organise themselves internally as if the effective operations and achievements of the whole institution can be accounted for by the forms of authority projected through the charisma of their ‘leaders’ (This is a just warped expression of a more basic and much cherished principle of University governance, whereby Vice-Chancellors are selected from ‘the ranks’ as it were, moving from practicing academics to senior management positions). Of course, the relationships that really matter in Universities are those structured by conventions of pastoral care between students and teachers, and by respect between professionals, not those structured by weirdly personified hierarchies of cascading “strategy”. In the UK, the consequences of the topsy-turvy distribution of personal relations of trust and suspicion in cultures of higher education management (see also my previous comments on the systematic distrust towards academic professionalism embedded in the TEF) have been fully realised in the current dispute about the future of the pension system in pre-1992 Universities. And whatever the outcome of the dispute, it seems to me that there at least two certainties upon which one can count about what life is going to be like in the future for people working in this part of the UK higher education sector.

1). Large numbers of academic and non-academic staff working in British Universities now know that senior management have, to varying degrees and with some notable and honourable exceptions, been actively seeking to systematically diminish the pay and conditions of those working in the sector – we know this because we have all been reading about this for at least a couple of weeks now, a bit late perhaps but better late than never (you can read the position of your own institution here, and more generally follow up on this issue by following the commentary by Michael Otsuka). If the UUK position on the future of the USS pension system prevails, then there will be an awful lot of University staff who will find themselves significantly less materially well off and secure in the future. I’m not aware of any plan by any University to think about compensating their staff for the financial losses which will follow from proposed changes to the USS system. Basically, we’re all expected to do the same amount of work (that is, “more and more” of it all) for less money. This is worth saying out loud to underscore the brazen quality of the collective position publicly endorsed by Universities which provoked the current strike action by University staff. Even if the UUK position does not prevail, even if in some unlikely outcome the UCU’s position wins the day (I’m not that optimistic), then what now exists is an open awareness across the sector, amongst everyone working in a University (with a few notable exceptions), that the particular institution they work for was more or less happy to try to force through this sort of restructuring as quietly as possible, without admitting it, and by attempting to ‘naturalise‘ the economics of pensions by way of justification when called out. The sheer mendacity of Universities in allowing the dispute over pensions to get to the current point (leaving aside deeper questions about longer term mismanagement of the pensions system) is not something that will just be erased from memories – it’s now a known fact about institutions that are often enough happy to circulate platitudinous congratulations to their staff when League Table results go well or REF outcomes are positive or NSS scores go up, that they were and are keen to steal money from those same staff members in order to sustain what seem like increasingly thoughtless and unsustainable strategies of institutional growth and ‘global’ competitiveness (the visible, measurable success of which we all suspect directly benefits senior management through ill-considered performance related pay schemes).

2). The irreparable damage to morale and trust that follows from the betrayal revealed by the UUK position and the way it has been meekly supported by individual institutions is only further worsened by the ways in which the more routine forms of higher education administration have been almost automatically applied to the micro-management of the current dispute. This extends from explicitly punitive and provocative efforts to bully staff into giving up on strike action through to more ordinary, often rather clumsy, but I have no doubt widespread efforts such as those at my own institution to require individual academics to provide detailed information about the impact of their strike action on teaching (somehow they never ask that question about impacts on research), as well as explicit efforts to force colleagues to make-up classes not held because of strike action (i.e. to provide teaching after the strike for which salary has been withheld because of being on strike). These sorts of heedless attempts to manage the effects of the strike action extend to the making of blanket promises to students, strongly implying to them that any missed classes will indeed be caught-up by striking academics, a promise which amounts to central University managers seeking to leverage the expectations of students in order to expose often relatively junior staff members to further stress, harassment and pressure. In one respect, this is business as usual, in so far as all of these forms of response reflect what is now an almost taken-for-granted model of top-down micro-control in which University management seeks to monopolise the right to speak in the interests of students in order to impose from above changes to teaching practices that are wholly insensitive to either sound pedagogy or well-established good practice at ‘the chalkface’. In short, if one certainty going forward is that senior University managers will not be able to put their own Humptiness back together again, the other seems to be that they will nonetheless continue for a while yet to operate with the same centralised models of internal micro-management as before, thereby only compounding the effects of demotivation, demoralization and lack of trust that follow from 1). above.

The predictable outcome of the current dispute, then, is that University senior managements are likely to be widely held in contempt by significant proportions of the staff working for their own institutions, and with complete justification. Again, with some exceptions of differing degrees (and those exceptions just underscore the degree to which the standard line taken by many Universities is an intentional decision to act in a particular manner), a large number of individual Universities and the umbrella organisation UUK have been revealed to be dishonest, out of touch, ill-informed, and manipulative (did I forget to mention incompetent?); and the embedded systems of institutional micro-management that have been rolled-out over the last decade or so have been revealed to be entirely unsuited to the cultivation and maintenance of a spirit of collegiality upon which any University community crucially depends.

Properly speaking, that all amounts to a real live crisis of legitimation – Universities no longer have the means to secure the identification of those over whom they presume to exert authority.

It should be said that this is far from an unambiguous state of affairs. University management in the UK is already suffering from a very serious PR problem thanks to scandals about vice-chancellor pay and expenses. The cultural politics of that issue are far from obviously aligned with the interests being defended by the UCU in its campaign for secure pensions (remember, the same person who thinks that levels of VC pay is a scandal also thinks that academics’ spend half their time on holiday, which is another way of saying we are underworked and overpaid). This dispute, however enlivening and affirming for all of those involved in it, is taking place in a context in which a decadent and decaying Tory government is intent on forcing through a series of ill-considered structural changes to higher education, including revisions to student fee systems, intrusive regulatory regimes (TEF, again), heightened competition by allowing ‘new entrants’, and further compromising the autonomy and integrity of research at the altar of ‘innovation’ and ‘regional growth’ and ‘impact’ and ‘global challenges’. For an entire culture of higher education senior management and leadership to have been so thoroughly delegitimized in the eyes of those who, remember, do all the teaching and deliver all that research excellence, is in this wider context a far from unambiguous process. There is, after all, nothing about ‘crisis’ situations that tends naturally to encourage progressive outcomes. This is a moment for heightened vigilance not only towards the unfolding of this particular dispute but also of the ways in which this dispute might be spun and appropriated by various interested on-lookers.

The ‘crisis’ that the current dispute over pensions represents is, one might suggest, in no small part an effect of a systematic form of hubris shared across a whole stratum of University managers, a stratum which has for more than two decades happily embraced and promoted the idea that Universities can do everything – deliver social mobility, help drive national economic growth and technological innovation and revive productivity, generate cultural diversity and creativity, anchor local and regional dynamism, and various other functions too. Taking on these undeniably public responsibilities has, however, been associated not only with the adoption of particular models of University financing but also with the consolidation of ill-starred systems of centralised and hierarchical management that are, in practice, at odds with the fundamentally pluralistic qualities of the modern University. There is behind all of these issues a series of questions about the opacity and unaccountability of University governance, beyond and above questions about the management of Universities, that too often remain hidden from view – time for the co-operative University, anyone?

 

 

On The Priority of Injustice IV: Prolegomena to Democratic Inquiry

Last time I was reflecting on the central themes in The Priority of Injustice, I was discussing the contrast between action-oriented social theories and subject-centric interpretations of cultural and political theory and ‘Continental philosophy’. The final part of the book seeks to demonstrate the difference that cleaving more closely to the former strand of thought makes to a geographical programme of political inquiry. The subject-centric view of political life underwrites a form of spatial analysis focussed on closures and exclusions and the positioning of subjects in fields of meaning and affective force. The alternative perspective that I develop in Part 3 of the book revolves around the reconstruction of the principle of all affected interests in recent critical theories of democracy. And, related to this, it also involves a reorientation of a concern with democratic justice around the value of non-domination as distinct from fairness (i.e. it’s not straightforwardly liberal, although it does presume that one should take liberalism more seriously than has become the norm in radical theories of democracy).

In Part 3, this argument unfolds rather slowly, step-by-step, Chapter-by-Chapter, first with a discussion of the all affected interests idea (Chapter 6), then running this theme into a discussion of the centrality of the harm of domination in critical theory (Chapter 7), and then elaborating on how this in turn leads to a shared focus on ‘the priority of injustice’ across strands of critical theory and post-analytical political philosophy (Chapter 8).

The principle of all-affected interests – that anyone affected by a decision should have some say in its formulation – is a fairly intuitive aspect of the idea of democracy. Initially, it combines two aspects – one of being affected, but also of being able to exert agency, of being able to affect outcomes in some way. It is often discussed as a prescriptive norm of one sort or another; more interestingly, in the work of Ian Shapiro for example, it is used to develop an account of democratic inclusion that privileges relations of power over those of membership (Nancy Fraser also has a moment in which she uses it in this sense, although it is subsequently revised). The only problem with that view is that it lends itself to a view of affectedness as something that can be objectively determined by some form of causal analysis (which is why it might be very attractive to geographers, and is also why Fraser ends up moving away from it, on the grounds that it is an idea that supports ‘monological’ forms of reasoning). I suggest in Chapter 6, Claims of the Affected, that one can actually divide the first sense – of being affected – into two, a sense of having an interest in an issue in a kind of objective way, and a sense of taking an interest in an issue, in a sort of subjective way. It’s a distinction that is sometimes made in a prescriptive way (in Shapiro, I think, and also in Robert Goodin’s work on this theme), but sometimes embraced as opening up the idea of affectedness in more fun directions (by Bruno Latour, for example, but Robert Dahl got there first). So, I end up with a threefold heuristic distinguishing between being affected, being moved, and having agency – and then, I suggest that one can use this threefold account of affectedness to better appreciate the importance of Habermas’s translation of the principle of all affectedness into the terms of a theory of communicative action, and how various critics of Habermas further extend this translation in more explicitly contestatory and less rationalistically rationalist visions of democratic politics.

Oh, and all of this is framed by an argument against the presumptive “methodological globalism” of critical theories of democracy (i.e. their suspicion of local, emplaced, bounded, nationalised forms of political life). I close this chapter by suggesting that the threefold version of affectedness maps roughly onto three questions one can ask about the spatial registers of political action – questions about how spatial relations generate issues, serve as mediums for their apprehension as issues, and as potential vectors for effective agency, or not as the case may be (that’s an argument that I have made elsewhere at greater length than I do in this book – here and here, for example).

With what I am sure is a seamless segue, the argument then moves onto Chapter 7, Subjects of Domination, which works back over the theme of all affectedness to tease out the centrality of the harm of domination to recent critical theories of democracy – the discussion centres in particular on Iris Marion Young, my favourite thinker ever, as well as Nancy Fraser, and with a nod to Philip Pettit (not quite perhaps of this same tradition, but an important reference point for it). One thing to underscore about the concern with centring discussions of democratic justice on the issue of domination – of the arbitrary subjection to the will of others – is that it marks a decisive difference separating critical theories of democracy from liberal theories of democracy. Now, I’m quite fond of liberalism, of certain sorts, but of course in TheoryLand it’s a knock-down target – too individualistic, too rationalistic, too universalizing, not radical enough, and so on and so on. In terms of the discussion in this chapter of my book, since it is moving towards an elaboration of the theme of injustice, the pertinent point about egalitarian liberal theories of justice is that they prioritize the value of fairness, in terms of what one is due, of just deserts, fair shares. That’s not a principle to be lightly dismissed, of course. But from the critical theory perspective, the emphasis is not on fairness but upon matters of arbitrary rule – of how one is treated (the distinction is important, for example, for appreciating why Habermas isn’t properly characterised when labelled as a liberal; not that there’s any shame in being one of those, of course). And this matters because it recasts how geography enters into the critical theory imagination of democracy – here, James Bohman’s work is exemplary, because he elaborates on a sense of distanciated and distributed spatial relations as mediums through which people are exposed to to subjection to arbitrary rule by others, or, they are made vulnerable to domination.

Somewhere in all of that, I think I am trying to gesture at a difference between two ways of thinking about “why relationality matters politically”. Thinking of the strung-out relational constitution of social life is not interesting, politically, because it’s a way of telling moral stories about the constitution of identities through disavowal or by revealing the fact of being bound into other people’s actions without knowing it. It is interesting for a much more serious reason, but also perhaps a less all-encompassing one, related to questions of agency and consent and domination (again, Young is the best guide here).

Having got this far – having re-cast the idea of all affectedness and then related it to the value of non-domination, the story moves on to Chapter 8, The Sense of Injustice, in which the theme of the priority of injustice is explicitly elaborated. This theme kind of crept up on me as I was writing the book in 2015. And I’m still trying to work out quite what it involves. The idea as I present it in this Chapter has various sources, perhaps most importantly Judith Shklar’s book The Faces of Injustice, but also Elizabeth Wolgast, and some similar looking ideas in Hannah Pitkin and Cora Diamond, as well as a more systematic consideration by Thomas Simon in Democracy and Social Injustice. There is something vaguely ordinary linking this strand of reflection on the theme. I link this strand of thought to another strand, coming out of critical theory, especially Axel Honneth – and through back him to Barrington Moore, Jr. – and also Rainer Forst. And then, thirdly, a strand of thought which is basically Amartya Sen, most explicitly in his The Idea of Justice. Finally, Miranda Fricker’s Epistemic Injustice, another book that starts off from Shklar’s provocation, and which is a really interesting combination of analytical political philosophy and strands of poststructuralist feminist theory.

That may or may not seem like a random collection of thinkers, but I think it is actually quite tightly drawn together around a shared prioritization of the sense of injustice as the dynamic of democratization. The argument for the priority of injustice, or at least my grasp of it, goes something like this:

  • First, determinations of injustice can and are made independently of a prior theory of justice (or, to put it another way, you don’t need a universal theory of justice to make judgments about the injustice of a situation).
  • Second, this follows from the fact that injustice has its own texture, a phenomenology of its own (though not a singular one, for sure) – it is not simply a function of the absence of justice or the failure of some party to act justly. Injustice is better understood on the analogy of health and disease (a thought that first came to me at the suggestion of Jouni Häkli on one of the early occasions when I tried to talk about all of this) – illness is not an absence of health, it is a positive condition – diseases have causes and conditions all of their own. One has a cold, or catches the flu.
  • Thirdly, injustice is felt (rather than rationally apprehended by reference to principles) – there are different versions of this argument, in Shklar, Moore, Honneth and others. One implication is that negative feelings – anger, revenge – might be important animating passions of struggles against injustice. But this also has implications for how one imagines the possibility of developing a democratic methodology of the sort implied by Shklar’s argument that the expressions by victims of injustice should be accorded a privilege of some sort (I try to outline some of those implications in the ‘supplementary’ paper on Geography and the priority of injustice).

There’s a lot more to say about this whole theme – it’s a long chapter! One thing that follows from it is that we would do well to not think that justice is an ideal, without thinking the smart thing that follows from that observation is that it is a mere illusion. Justice is done as a response or remedy to some harm or other – it is not a pure phenomenon poorly realised, it is a mark both of an imperfect world and of the possibility of betterment. Which is a thought that might route us back to the theme of the ‘ethnographic emergence’ of the meaning of normative values that was discussed earlier in the book – in given contexts, the meanings of justice, for example, will bear the historical traces of specific harms and compromises, and it might be worth exploring the consequences of that fact.

Another issue that arises from all this is the proposition that injustice is a public phenomenon, related to an argument about the double sense in which claims-making is made central to the recognition and redress of injustices: claims as assertions made against a certain state of affairs and addressed to others, and assertions as acts which need to be processed in some sense or other. That’s a theme I need to develop further and the full implications of which require deeper analysis – not least, I think because it might be key to avoiding what I can see might well be a potential trap for any injustice-centred account of political life, an issue identified in Samuel Moyn’s genealogy of the rise of the politics of human rights since the 1970s. One of the Moyn’s suggestions is that the rise of human rights as an alternative global activist imagination and associated ascendancy ideals of human dignity embedded in human rights campaigning, in law, and in political philosophy involves a redefinition of the relations between morality and politics “around the worst than can transpire in history, rather than some better order that could be achieved through political contest and struggle” (see Moyn, S. 2014. Human Rights and the Uses of History. London, Verso, p. 33). One challenge of developing an injustice framework is, then, to work through how to avoid this problem of settling, as it were, for trying to avoid the worst rather than striving towards doing things better. But that might be for another book.

Anyway, so that is the narrative sequence of Part 3 of The Priority of Injustice, and it makes perfect sense in my head – reconstructing the theoretical significance of the theme of affectedness in democratic theory (Chapter 6), opening this out to a consideration of the specific form of harm, domination, made central in critical theories of democracy (Chapter 7), and then drawing these two strands together by teasing out the shared emphasis on the priority of injustice in what might appear to be disparate traditions of political thought (Chapter 8).

Now the book is finished, I have to decide what to do next with this whole argument.

 

 

 

 

 

Bite Size Theory: Religion and Rationality

“I only want to say that the evidence of my relation to a theological heritage does not bother me, as long as one recognizes the methodological difference of the discourses: that is, as long as the philosophical discourse conforms to the distinctive demands of justificatory speech. In my view, a philosophy that oversteps the bounds of methodological atheism loses its philosophical seriousness.”

Jürgen Habermas, 2002, Religion and Rationality: Essays on Reason, God, and Modernity, Polity Press.

Bite Size Theory: Between Facts and Norms

“Democratic procedure, which establishes a network of pragmatic considerations, compromises, and discourses of self-understanding and of justice, grounds the presumption that reasonable or fair results are obtained insofar as the flow of relevant information and its proper handling have not been obstructed.”

Jürgen Habermas, 1996, Between Facts and Norms: Contributions to a Discourse Theory of Law and Democracy, Polity Press.

Approaching public life

Via Thomas Gregersen at Political Theory, news of a special issue marking the 50th anniversary of The Structural Transformation of the Public Sphere, and of a couple of reviews of Nancy Fraser’s Scales of Justice. The latest issue of Contemporary Political Theory has a section on Cavell’s political theory, too. Not sure I’ll ever have time to read any of these myself.

Is governmentality a dirty word?

What difference, I wonder, has the publication in English of Foucault’s lecture course on The Birth of Biopolitics, which aren’t, after all, actually about biopolitics, made to ‘hegemonic’ theoretical accounts of the rise and spread and future of neoliberalism? The newly available ‘voice’ of Foucault in these and other lecture courses might well support the established interpretative conventions under which neoliberalism appears as an object of critical approbation.  

There is plenty there that will be grist to the ‘neoliberalization’ mill, providing a further impetus to the instrumentalization of ‘governmentality’ and ‘biopolitics’ as the descriptive adjuncts to a recidivist Marxist narrative in which ‘the State’ has come to directly voice the interests of a singular capitalist class, and to diffusionist accounts of the spread of ‘neoliberal reason’. Foucault can easily be made to seem remarkably prescient in focussing so much attention, way back in 1979, on the cusp of the Thatcher and Reagan ascendency, to the topic of neoliberalism. There is a sense of inevitability that the publication of these lectures will just give further impetus to the trend analysed by my colleague John Clarke, for ‘neoliberalism’ to become an object without which the contemporary academic left just could not live.

Is Foucault criticizing neoliberalism in these lectures?

On closer inspection, of course, Foucault’s account of ‘neoliberalism’ is not straightforwardly a critique of a free-market, laissez-faire ideology at all: Foucault’s ‘neoliberalism’ isn’t just about ‘free markets versus the state’ for a start; and it might not even be a critique. His account reconstructs economic liberalism as a line of thought in which markets are conceptualised as a model for limited government, a model which does not appeal to ideals of a subject naturally endowed with rights. In this respect, in the emphasis on thinking about neoliberal thought as a quite specific tradition of thinking about legitimation, the state, and law, there are some interesting overlaps with Raymond Plant’s recent account of neoliberal thought. This emphasis makes quite a lot of difference, I think, to how an assessment of what’s wrong with neoliberalism in theory and practice could even get off the ground (it means, for example, restoring to view the philosophical issues at stake in 1920s and 1930s debates about ‘socialist calculation’, in which issues of empiricism, rationalism, and the possibilities of imagining and institutionalizing genuinely democratic governance of economic relationships were central; the elision of this dialogic context from which neoliberalism emerges is symptomatic of a rather important silence in existing critical accounts of neoliberalism when it comes to thinking seriously about alternative models of democratic politics and policy).

Foucault’s lectures on neoliberalism certainly bear the unmistakable trace of their own moment, a context of distinctively French debates, for example, about the state, channelled through a reflection on the trajectory of the post-war German SPD. Foucault presents the SPD’s Bad Godesburg moment as indicative of more than simply a submission to electoral logic, but more ‘positively’ as one moment when socialist politics acknowledged the imperatives of governing.  

It’s this interpretation of the trajectory of twentieth-century left-wing political thought that is one of the most interesting aspects of these lectures. Two thirds of the way through the year’s course, Foucault gives two reasons for spending so much time on this particular intellectual constellation of economic liberalism, one methodological (trying to test whether the analysis of relations of power rolled out the previous year translates to this subject matter); and one related to what he calls ‘critical morality’. It’s this second reason that is both a direct index of one aspect of the historical context of the lectures, but which also provides perhaps the most interesting interruption, as it were, to contemporary formations of the political significance of ‘Foucault’.

A recurrent theme in the lectures is the ‘phobia of the state’, and the suggestion of a link, an elective affinity of sorts, between right-wing neoliberal ideas and left-wing critiques of the state as capacious, bureaucratic, omnipotent, violent, paternalistic. This feature of the lectures presents a puzzle – Foucault is hardly a friend of the state, after all. The consistent theme in Foucault’s political thought of de-centring the state from the imagination of power is not only a theoretical claim, it’s clearly a normative position too, implying the need to decentre the state as the privileged locus of attention in imagining political action. The puzzle becomes a bit less puzzling when Foucault talks about the way in which state phobia encourages what he calls ‘the interchangeability of analyses’ – how it makes possible the running together of different sorts of analysis into a general critique of ‘the state’. State phobia turns out to be a mirror image of statism – both fail Foucault’s ‘test’ of genuinely innovative thought about power, as it is articulated in these lectures at least, which is to face up to the challenge of thinking positively about the exercise of power rather than simply denouncing it (the sense of governmentality as the unthought dimension of left-politics in these lectures is surely a challenge to those attempts to re-claim Foucault for an old-fashioned revolutionary image of politics).

Is this just a 70s thing?

There is an interesting coincidence between Foucault, identifying this ‘critical’ intention behind his treatment of neoliberalism, and Stuart Hall’s canonical analysis of Thatcherism, which dates from the same time – 1978, 1979, and 1980. What both accounts share is a polemical background in which it is the habits of left politics and theory that are a constant target. As Michael Berubé has argued, Hall’s conceptualization of Thatcherism/neoliberalism was directed as much, if not more, to developing a critique of established conventions of left-thinking as it was with analysing right-wing conservative politics per se. Berubé’s point is actually that this aspect of Hall’s analysis has largely been overlooked, in the US context in particular, with the result that many of those theoretical-critical habits remain prevalent, with some unfortunate consequences.

Foucault’s critique of left habits of criticism is less sustained in these lectures than was Hall’s, amounting to a few passing, suggestive remarks. But the same question arises as that raised by Berubé in his defence of the continuing relevance of Hall’s thirty year old analysis of Thatcherism, of whether the challenge his account of neoliberalism presents to inherited habits of left criticism will be acknowledged or glossed over.

The relevance of this dimension of Foucault’s neoliberalism lectures does seem to be attracting attention amongst some commentators. Colin Gordon, for example, has suggested that the ‘critique of critique’ contained in the 1979 lectures might require ‘wide swathes’ of contemporary critical thought to be re-assessed. Paul Patton, who has been writing some interesting things about how Foucault might turn out be ‘more normative’ as a thinker than we are meant to believe, picks up on the same element of the 1979 lectures – to raise question of what sort of critical project is performed by this analysis of neoliberalism. Michael Behrent goes even further, arguing that Foucault actually seems to be ‘strategically endorsing’ neoliberalism, and for reasons which are quite consistent with a long-standing anti-humanist perspective.

I think the most forthright response to the sorts of challenge which Gordon, Patton and Behrent identify in Foucault’s lectures on neoliberalism comes from James Ferguson, who has a new essay on ‘Toward a left art of government’ in a special edition of History of the Human Sciences dedicated to assessing Foucault’s impact across disciplines. There is no mention in this collection of Foucault in Geography, but Ferguson’s account of Foucault in anthropology overlaps with and certainly resonates with the world of geography. Indeed, this piece is a more succinct version of an argument on ‘the uses of neoliberalism’ that Ferguson elaborated last year in Antipode. In that piece, Ferguson articulated the reasons why the running together of Marxist accounts of neoliberalism and those inflected by Foucault’s account of governmentality hides from view a quite distinctive political sensibility which might be retrieved from the analytics of governmentality. Ferguson identifies a standard style of critique as denunciation of exploitation, inequality and oppression, but suggests this might be rather limited: “But what if politics is really not about expressing indignation or denouncing the powerful? What if it is, instead, about getting what you want?” This latter question, he continues, “brings us very quickly to the question of government. Denunciatory analyses often treat government as the simple expression of power or domination—the implication apparently being that it is politically objectionable that people should be governed at all. But any realistic sort of progressive politics that would seek a serious answer to the question “what do we want?” will have to involve an exploration of the contemporary possibilities for developing genuinely progressive arts of government.”

The challenge of developing progressive arts of government that Ferguson is presenting in these pieces is, it should be said, not necessarily dependent on a claim to the textual authority revealed in the ‘new and improved’ Foucault (for one thing, the fundamental normative break indicated by the notion of governmentality, around thinking about freedom as a real and not illusory dimension of the exercise of power, is already clear in the first volume of The History of Sexuality and other pieces available for two decades now – the really interesting question to ask is why this shift has been so difficult to acknowledge from within the confines of contemporary left theory – the exceptions might be some strands of queer theory, and a pragmatist strain of cultural policy studies that flourished in Australia in the 1980s and 1990s).

Ferguson’s arguments draw as much from the empirical work he has been involved in Southern Africa (and for that reason, his ambition to develop “a truly Foucauldian politics” seems to me to be rather irrelevant). Ferguson recommends the cultivation of a political sensibility of ‘empirical experimentation’ rather than of denunciation and resistance. This recommendation draws on his work on the politics of development and poverty alleviation, not least in South Africa. Now, South African social policies have become one paradigm for the established narrative of neoliberalization, focussing on the privatization of services through cost recovery schemes in water, electricity, housing and related sectors. The degree to which these observable empirical processes actually confirm a ‘neoliberalization’ narrative has been challenged, however, for example by Jenny Robinson and Sue Parnell – they argue that the developmental imperatives at work in Global South contexts like South Africa might be much more ‘determinative’ of the politics of travelling policies than the putatively ‘neoliberal’ content of any specific market-related mechanism. Ferguson’s story is along the same lines, arguing that the observable trend for the expansion of social payments to the poor across much of the developing world demands more than an analysis based on suspicion and denunciation. Ferguson suggests that the difficulty that left-academic analysis has in acknowledging these forms of governmentality as potentially progressive arises from a problem identified by Foucault in his lectures of neoliberalism, namely the failure to develop what he called, way back then in the 1970s, a ‘socialist’ rationality of government. Ferguson’s implication is that you can in fact find in certain fields of contemporary development policy the outlines of distinctively left arts of government.

One thing that Ferguson’s argument asks of us is to rethink the long-standing tendency to think of ‘technical’ or ‘administrative’ procedures and practices as vehicles of de-politicization. Of course, this assumption is basic to a standard style of critical analysis: demonstrating that such procedures and practices are really political, not merely technical, is the first trick of critical analysis; then pointing out that they are doubly political because they also effectively de-politicize or cover over their own political status, that’s the second, more advanced trick. Here is Ferguson, on this critical procedure in anthropology, but which is familiar too in geography, cultural studies, and so on:

the characteristic strategy is to use Foucauldian analysis to reveal the way that interventions, projects, etc., which claim to be merely technical or benevolent, really involve relations of power. This is a perfectly reasonable thing to do, but too often, in this field, such a simple demonstration is apparently seen as the end of the exercise. Power has been ‘critiqued’, an oppressive system has been exposed as such, and that seems to be taken as a satisfactory end to the matter.” (2011, p. 62).

Ferguson suggests that this model of critique is actually closely related to a more fundamental predicament of the left:

The predicament is that the left seems increasingly to be defined by a series of gestures of refusal – what I call ‘the antis’ (anti-globalization, anti-neo-liberalism, anti-privatization, anti-Bush, sometimes even anti-capitalism – but always ‘anti’, never ‘pro’). The current world system, the politics of the ‘anti-’ points out, rests on inequality and exploitation. The global poor are being screwed, while the rich are benefiting. The powerless are getting the short end of the stick. This is all perfectly true, of course, if not terribly illuminating. But such lines of argument typically have very little to propose by way of an alternative ‘art of government’. Governing is exercising power over others, which is what the powerful do to the downtrodden. It appears as something to be resisted or denounced, not improved or experimented with.” (2011, p. 62).

Ferguson is on to something here, in identifying the degree to which received models of ‘Foucault’ support a style of critique in which the exercise of power is understood to be inherently dubious, at best an unfortunate necessity, and in which subjection to external norms is understood to be a fundamental source of harms.

Of course, Ferguson’s own work might be one source of the critical attitude he is analysing here. The Anti-Politics Machine is a story all about how development projects have de-politicizing effects, and it stands in a line of empirically grounded work on such topics as ‘the will to improve’ and ‘the will to empower’ which exemplify a style of analysis which demonstrates the political effects enacted through bureaucratic and technical practices undertaken with good intentions. More recently, Ferguson’s contribution to the analysis of ‘transnational governmentality’ and the critique of ‘state verticality’ might also easily lend itself to the standard interpretation of governmentality as a really sneaky way of extending disciplinary power. But in fact, this latter strain of work seriously undermines some of the assumptions underlying the critical conceptualization of neoliberalization, in so far as it unpicks the presumptions about the historical formation of welfare states, generalised wage labour, unionization and the like which underlie that conceptualization. Actually, critical theories of neoliberalism and neoliberalization might exemplify what after Raewyn Connell, we can call ‘Northern Theory’. The institutional norms presumed by those theories, in developing their historicist accounts of rolling-back, privatizations, accumulation by dispossession, and the diffusion of mobile policies, might be really quite peculiar. Once you notice this, processes theorised under the rubric of neoliberalism might look a little different, thought no more rosy necessarily. For example, Ferguson’s attention to the proliferation of social assistance programmes chimes with Partha Chatterjee’s analysis of the changed dynamics of political power in contemporary India. He suggests that the proliferation and extension of agencies distributing education, health, food, water, electricity and other services is an index of a quite specific democratic imperative to correct for, to compensate for, the effects of ongoing ‘primitive accumulation’. This process is, on his analysis, mediated by the demands and negotiations of ‘political society’ (it’s therefore far from merely technical or administrative, but political all the way down in its mundane, everyday qualities of negotiation, claims, and representation), and this dimension might well underlie the politics of corruption, anti-corruption, populism and anti-populism evident in India and other places. From Chatterjee’s perspective, it seems that what geographers and others have theorised in terms of ‘accumulation by dispossession’ is ‘overdetermined’ when set in the context of existing democratic settlements, and can generate an expansion of certain sorts of public, redistributive functions of the state, not their diminution – and that this needs to be understood as an extension of the political field, not as an index of post-politicization.

What has critique got to do with governmentality?

Ferguson’s argument about ‘left arts of government’ is a challenge to received understandings of Foucault as a kind of critical theorist. There is a long-standing history of attempts to redeem Foucault as providing a worthy model of political critique. But most of these end up restricting the ‘affirmative’ dimensions of Foucault’s genealogy of modern critique to the practice of cultivating alternative aesthetics of the self, a tendency that only tends to underscore the broader idea that the normative horizon of proper critique is shaped by the will not be subjected to the norms of others, by the will not to be governed. Now, I think Ferguson’s argument about this issue stands up irrespective of whether you can find a textual source in Foucault’s works to support it. But he certainly does help draw into focus those moments when Foucault does seem to extend the affirmative dimensions of ‘critique’ beyond this narrowly aesthetic model of the care of the self (Pierre Hadot once perceptively  suggested that this dimension of Foucault’s later work, if taken too seriously, threatened to authorise ‘a new form of Dandyism, late twentieth-century style’ – a point, I take it, that helps us to see the inherent dangers of constructing critique as a vocation that rests on unacknowledged conditions of social distinction).

There is an interesting section of Foucault’s 1978 lecture on ‘What is critique?’ which Ferguson’s piece made me go back and look at – recently translated in the Semiotext(e) collection The Politics of Truth. Here, as in the much commented up essay on Kant’s ‘What is Enlightenment?’, Foucault locates his own ‘critical’ vocation as an inflection of distinctively modern, liberal models of critique – and in particular marries up critique to the historical trajectory of ‘governmentalization’ he discerns. On one level, this reads like the standard story about how critique is internally related to governmentality, not a transcendental viewpoint outside power, and so on. The governmentalization of individuals and society is, so he argues, related to the emergence of the question of ‘how not to be governed’, the question at the heart of liberalism, and of a distinctively modern ‘critical attitude’. Foucault specifies the nature of this relationship of critique to processes of governmentalization quite precisely, in a passage that repays a slow reading:

Facing them head on and as compensation, or rather as partner and adversary to the arts of governing, as an act of defiance, as a challenge, as a way of limiting these arts of governing and sizing them up, transforming them, of finding a way to escape from them or, in any case, a way to displace them, with a basic distrust, but also and by the same token, as a line of development of the arts of governing…” (2007, pp. 44-45).

This is Foucault’s summary of a general cultural form of ‘critique’, defined as “the art of not being governed or better, the art of not being governed like that and at that cost” (2007, pp. 45). An awful lot might depend on how you interpret the hesitation, ‘or better’, and the clarification that follows. Foucault ends the passage with a line about critique being about ‘the art of not being governed quite so much’. But the more interesting focus is not on the quantity, let us say, of government to which one might be subjected, but its quality – the recurring emphasis in this essay is on critique being related to not being governed ‘like that’. Again, this sits easily within a received model of Foucault as recommending a situated model of critique. In the Q&A published alongside this essay, Foucault clarifies further, saying that critique is not animated by the will not to be governed at all – he disavows the stronger impression attached to the idea of not being governed at all, and does not endorse what he calls the ‘fundamental anarchism’ that is totally resistant to any governmentalization.

Ferguson’s argument makes you notice the second part of the quote above – the bit which opens ‘but also and by the same token’… Before that, critique is still easily read as being a corrective, a mode of more or less resistant engagement – a view that still informs a model of critique as ‘a series of gestures of refusal’, a practice of “voluntary insubordination” and ‘de-subjectification’ that seems to confirm Hadot’s warning about dandyism. In a few words, Foucault then says that critique is also ‘a line of development of the arts of governing’. That seems a much more interesting suggestion, one which might well support Ferguson’s call. It seems to suggest that critique is not just a suspension of the ‘programmatic’, but requires a ‘reconstructive’ moment, if you will. If it doesn’t, in fact, if it’s only a shred, then so be it – as I said, Ferguson’s argument carries its own force, and is not best read I think as an argument about how best to interpret Foucault. But I do think there might be something about ‘being in the true’ of received interpretations of Foucault that make those moments like this which support an interpretation like Ferguson’s really difficult to acknowledge.

Ferguson does call on Foucault’s authority, of course, in developing the argument about the need to develop progressive arts of government. In particular, he refers to the line in the 1979 lectures in which Foucault talks about socialism lacking not a theory of the state but a governmental reason, ‘a definition of what a governmental rationality would be in socialism’ (this theme was a topic of an unfinished project with Didier Eribon, reported in Eribon’s biography of Foucault and in David Macey’s too, and is another index of a particular moment in French political culture). In his Antipode essay, Ferguson focuses in on the claim that this absence is the mark of a failure of the left to answer the question of power and its exercise’ as a positive aspect of left politics. For Foucault, this absence if revealed most clearly in ‘the relationship of conformity to a text’ that defines left politics in the twentieth-century – in the concern with Theory, and with thinking of politics in terms of ideology, and by extension, to a subject-centred model of left-politics (which raises some interesting questions about the degree to which the continuing focus of left-analysis on Theory, not least Foucault’s, and often in terms of subjectivity and subjection, is a sign of the ongoing failure to address questions of ‘governmental reason’ in a pro-active fashion).

In Foucault’s story, it’s the absence of a socialist account of governmentality appropriate to itself that accounts for the ease with which in practice socialism had been attached to diverse types of governmentality: “here it is connected up to this governmentality and there is it connected up to another, yielding very dissimilar fruit in both cases and, in the event of course of a more or less normal or aberrant branch, the same deadly fruit”. Herein lies the basis of Foucault’s argument about the relationship between the SPD and the ordo-liberals – this is a contingent attachment to ‘neoliberal’ governmental reason, the significance of which is to illustrate the general point about the absence of a socialist one ‘properly’ its own (I think this is an interesting line of thought, not least in relation to understanding how a set of debates in the UK in the 1980s and early 1990s around market socialism, for example, collapsed and seemingly disappeared in the embrace by ‘New Labour’ of certain strains of ‘neoliberal’ thought).

Ferguson reads this aspect of Foucault’s argument to support his case that ‘neoliberal’ techniques might be ripe for appropriation, for re-use for progressive purposes: “Techniques have no necessary loyalty to the political program within which they were developed, and mechanisms of government that were invented to serve one purpose can easily enough be appropriated for surprising other uses.” I’m broadly sympathetic to this argument, but I wonder if there isn’t a danger of conflating ‘techniques’ and ‘governmental reason’ going on here. The idea that re-using neo-liberal techniques – market mechanisms of various sorts – is a response to Foucault’s challenge about the absence of left arts of governmental might get things the wrong way around – such re-use might, in the absence of an articulate ‘left governmentality’, be symptomatic of the very absence Foucault diagnosed. It’s not ‘techniques’ or ‘technologies’ that are the problem (I leave aside the question here of whether and why one should consider all market mechanisms to be meaningfully described as ‘neoliberal’). What Ferguson’s appeal to Foucault here suggests is that just what is meant by ‘governmental reason’, or ‘governmental rationality’, might require a little more careful clarification – arts of government might not be quite the same as technologies, however broadly the latter term is understood.

Where can I find ‘progressive arts of government’?

Ferguson’s argument about ‘progressive arts of government’ actually reminds me of Erik Olin Wright’s work on ‘real utopias’ which I have posted about previously. But not just because I read it a little while ago. The connection might seem strained – Wright is no Foucauldian; Ferguson is not an analytical Marxist. But the connection is, appropriately, empirical – both focus on experiments with basic income schemes and social grants as models of alternative political and policy engagement. In fact, there are some interesting overlaps between Wright’s interest in basic income schemes, Ferguson’s focus on social assistance programmes and cash transfers, and Chatterjee’s reference to poverty alleviation projects – not least, these all seem to share a focus on de-linking government supported consumption from wage labour, and in that respect, have rather interesting overlaps with Milton Friedman’s model of the ‘negative tax’, a model discussed by Foucault in the 1979 lectures, which also provides for cash handouts to the poor irrespective of behaviour, of ‘desert’. Foucault did not deny the obvious politics of this model in terms of not addressing causes, not redistributing, not interfering with markets – but he seemed to be most interested in the fact that this model was ‘much less bureaucratic and disciplinary’ than classical forms of ‘liberal’ intervention.

Ferguson asks us to look upon these sorts of experiments in social assistance in a more positive light than received models of critical analysis might suggest, and not least to consider seriously the degree to which they represent genuinely alternative forms of governmentality – that is, of progressive political imaginations that do not eschew institutionalisation or governing as unhappy moments of selling-out or compromise. What Ferguson presents as the appropriation of ‘neoliberal’ mechanisms for different ends, theorists of neoliberalization would see as proof of the mutantly capacious quality of neoliberalism. The difference is, at the end of the day, a conceptual one –Fergusondoes, as I have said, remind you of the degree to which the conceptual frame that sustains the capacious interpretation is tied to certain normative blindspots about the experience of Western Europe and North America. It should also be said that the idea that anything touched by neoliberalism is therefore infected all the way through with neoliberalism rests on a power of influence never adequately theorised by its proponents. To suggest, as Robinson and Parnell do, that there might be more powerful influences at work in many contexts than ‘neoliberalism’ doesn’t mean everything is rosy – it just might mean accepting there are worse things in the world, politically, than neoliberal ideas, techniques, and rationalities.

I guess that I like Ferguson’s argument because it presumes that politics can take new forms – that the political meaning and effects of practices cannot be read-off from their origins, nor indeed from their ‘content’. Presuming that they can, that ‘neoliberal’ practices are always and everywhere tending towards the same political intention or outcome for example, is one mark of a style of thinking about politics in an excessively ‘textual’ or ‘theoreticist’ way.

Can governing ever be properly political?

The question which Ferguson raises, about the possibility of developing distinctively left or progressive arts of government, doesn’t really arise under the influential interpretation of politics in terms of the categorical, ontological division between politics and the political. In its different more-or-less poststructuralist variants, this conception of ‘the political’ effectively disavows the exercise of power as a properly political activity – this is rendered a matter of ‘police’, of ordering, of mere governing, of the instrumental and the programmatic, whereas ‘proper politics’ is reserved for the activity of disrupting and challenging settled conventions (not all usages of the notion of ‘the political’ have this kind of inflection of course – Habermas has an interesting recent essay in a collection on religion in the public sphere in which he suggests that the concept of ‘the political’ that has come back in to fashion under the influence of Laclau, Agamben, Lefort, Nancy and others does have some use, although for him this is primarily as a type of empirical concept – a usage that requires, as he puts it, that philosophers give up any special claim to competence over the realm of ‘the political’ compared to mere politics and policy studied by social scientists: ““The political” no longer appears to constitute a serious philosophical topic alongside “politics” and “policies””. Of course, the reassertion of ‘proper’ senses of politics and democracy under the influence of a priori concepts of ‘the political’ represents precisely the opposite of this acknowledgement – it is an assertion of the privilege of a certain model of philosophical reason to expound on aspects of ‘the political’ that remain covered over by merely ‘ontic’ fields of social science enquiry).

As I suggested, governmentality has become widely associated with this same disavowal of the exercise of power under the imperative of ‘critique’. It is a concept that has routinely been collapsed back into an essentially ‘disciplinary’ imaginary of the critique of power, used as a smart word for ‘social control’ . On this view, critique is certainly understood as an ‘ethos’, as James Tully puts it, and as arising from within situated practices of the exercise of power, but is still understood in terms of the imperatives of suspicion.  Recent Foucauldian accounts of critique in terms of desubjugation and voluntary insubordination  continue to emphasise the sense of critique as primarily a personal vocation shaped by the ethical imperative of resisting the force of externally imposed norms.  

Ferguson’s argument about left arts of government implies a more affirmative attitude towards the exercise of power, as the flip-side of the conditional concern with not being governed like that – a concern which seems to imply the possibility of articulation of how one might prefer to be governed, like this. Other people have touched on the same theme as Ferguson – Nikolas Rose ended his Powers of Freedom with a few suggestions about analysing the governmentalities of radical and alternative social movements, and Arjun Appadurai has discussed the theme of counter-governmentalities. These ideas also suggest that left politics is best understood as a modality for the exercise of power, not its transcendence (I once flirted with the idea of ‘bottom-up governmentality’ but never really pursued it). But these themes remain undeveloped – when they are acknowledged, for example in ideas such as ‘civic governmentality’, it is normally to support a further round of ultra-critical vigilance in revealing the unfortunate by-products of governing or subjectification associated with such movements. In so far as the ‘new’ voice of Foucault comes to support the regime of truth around which the imperatives of academic critique are already formed, and not least to support a model of critique centred on the problematization of subjectivity (one’s own as much as other people’s), then nothing much will have been added, and the sorts of questions which Ferguson raises will likely continue to find expression only on the margins of this intellectual field.